At Church & Company, our lawyers have acted for various capital market participants in proceedings for breaches of securities legislation, appeals from commissions and in quasi-criminal proceedings brought under British Columbia provincial securities legislation. We have also acted for both plaintiffs and defendants in broker-client litigation in claims involving:
- Discretionary and/or unauthorized trading
- Unsuitable investments
- Churning
- Breach of fiduciary duties
- Breaches of account agreements
- Failure to supervise
Contact our firm to arrange an initial consultation with a lawyer to discuss your securities litigation matter.
Some representative securities cases include the following:
- United Services Funds v. Richardson Greenshields of Canada Ltd. (1988), 22 B.C.L.R. (2d) 322 (S.C.):
Represented brokerage house in $25 million securities fraud action. - In the Matter of Amaswiss Scientific Inc., and Others, C.A.B.C. Action No. CA013914, Vancouver Registry:
Securities Commission proceedings and Supreme Court proceedings relating to alleged breaches of the Securities Act and challenges to search warrants. - Hladun v. Valley Mortgage, B.C.S.C. Action No. S003140, Vancouver Registry:
Action on behalf of 83 individual aged investors against TD Securities and others, resulting in a substantial settlement, which settlement included assuming conduct of related foreclosure proceedings.
